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Visionaries of The Modern Era of the Mutual Fund Industry
At the November 7th gala, Strategic Insight and its "Visionary" Advisory Board honored individuals who have helped create the foundation of the industry and have led and protected it in the past quarter century. These leaders were selected by Strategic Insight's "Visionaries" Advisory Board.
SI Visionary Advisory Board includes (in alphabetical order): Ed Bernard, Jack Brennan, Andrew J. "Buddy" Donohue, Peter Drotch, Matt Fink, Carl Frischling, Paul Haaga, Theresa Hamacher, Susan Kerley, Amy Lancellotta, Mike Lipper, Avi Nachmany, Judy Rice, Roger Servison, and Susan Wyderko.
Visionaries to be recognized at the SI's 25th Anniversary Gala
New York City, November 7th, 2011
| Charles "Ted" Bauer |
Invesco (formerly AIM) Funds |
| Bruce Bent |
The Reserve Fund |
| Ed Bernard |
T. Rowe Price |
| Jim Bodurtha |
Merrill Lynch Investment Management, BlackRock (fund director) |
| Jack Bogle |
The Vanguard Group |
| David Booth |
Dimensional Fund Advisors |
| Jack Brennan |
The Vanguard Group |
| Marsh Carter |
State Street Corp. |
| Bruce Crockett |
Invesco Funds (fund director, Independent Chairman of the Board) |
| Jack Donahue |
Federated Investors |
| Andrew "Buddy" Donohue |
SEC's Investment Management Division, OppenheimerFunds, Merrill Lynch Investment Management, Morgan Lewis & Bockius |
| Jack Dreyfus |
The Dreyfus Corp. |
| Dawn-Marie Driscoll |
DWS (fund director) |
| Larry Fink |
BlackRock |
| Matt Fink |
Investment Company Institute |
| Carl Frischling |
Kramer Levin |
| Joel Goldberg |
SEC's Investment Management Division, Stroock |
| Mike Goldstein |
Empirical Research |
| Robert L Gould |
Fidelity Investments |
| Bill Gross |
PIMCO |
| Blake Grossman |
Barclays Global Investors |
| Paul Haaga |
Capital Research & Management |
| Ned Johnson |
Fidelity Investments |
| Charles Johnson |
Franklin Templeton |
| David Kelly |
NSCC, DTCC |
| Lee Kranefuss |
Barclays Global Investors |
| Arthur Levitt |
SEC Chairman |
| Michael Lipper |
Lipper Analytical |
| Jon Lovelace |
The Capital Group |
| Jonathan Bell Lovelace |
The Capital Group |
| Peter Lynch |
Fidelity Investments |
| Ron Lynch |
Lord Abbett |
| Joe Mansueto |
Morningstar |
| Chip Mason |
Legg Mason |
| Tom McDonnell |
DST |
| John McGonigle |
Charles Schwab |
| Syd Mendelsohn |
SEC's Investment Management Division |
| Allan Mostoff |
Mutual Fund Directors Forum, Dechert |
| John Neff |
Wellington Management |
| Bill Nutt |
Affiliated Managers Group |
| Dick Phillips |
K&L Gates, SEC's Investment Management Division |
| Don Phillips |
Morningstar |
| Bob Pozen |
Fidelity Investments, MFS Investment Management |
| Thomas Rowe Price |
T. Rowe Price |
| George Putnam |
Putnam Investments |
| Bob Reynolds |
Fidelity Investments, Putnam Investments |
| Jim Riepe |
T. Rowe Price |
| Joel Rosenthal |
Strategic Insight |
| Chuck Schwab |
Charles Schwab |
| Roger Servison |
Fidelity Investments |
| David Silver |
Investment Company Institute |
| Launny Steffens |
Merrill Lynch |
| Howard Stein |
The Dreyfus Corp. |
| Paul Stevens |
Investment Company Institute |
| Gary Strum |
E.F. Hutton |
| John Templeton |
Templeton, Galbraith & Hansberger |
| Frederick Werblow |
Price Waterhouse |
| Al West |
SEI |
| Steve West |
Sullivan & Cromwell |
| Arthur Zeikel |
Merrill Lynch Asset Management |
Criteria for Nomination
Nominees for Strategic Insight's "Visionary" Award were fund executives, service company leaders, regulators, attorneys, ICI leaders, and other influential individuals within our industry (this award does not focus on portfolio managers, though). The broad categories below are intended to help you understand our process. Most of the winners are those serving the industry during the 1980s and later, but some are among those laying the important foundations for mutual fund future growth before.
Leaders, Advocates: Individuals who set high standards for investor protection and regulatory compliance, helped steer the industry through challenging times, exemplified the entrepreneurial spirit of the industry, and made the benefits of mutual funds available to more investors in the US and around the world.
Pioneers, Innovators: Those who have led innovation in:
- Investment vehicles (money funds, innovative bond funds, global investing, index funds, ETFs, etc.);
- Distribution (401(k), direct, fund marketplaces, advisor-distributed platforms);
- Building enduring firms organically or through collaboration with a number of investment managers under a common parent.
Technology and Operations Innovators: Champions of innovative technology and operational approaches that helped the industry better serve investment companies, advisors, and investors, including back office industrialization, trading efficiency, service enhancements (daily 401(k) valuation, online services, etc.).
Regulatory / Legislative Groundbreakers: Those having a significant impact on:
- Legislative and regulatory changes that improved retirement saving and access to mutual funds;
- Enduring improvements in access to mutual funds and services to fund investors;
- Establishing or strengthening important industry institutions.
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