Agenda

Wednesday, October 8, 2014

8:30 - 9:00 Registration and Breakfast
9:00 - 9:15 Welcome
9:15 - 9:45 Distribution via Intermediaries

Presentation:

Avi Nachmany, EVP, Director of Research and Co-Founder, Strategic Insight
9:45 - 10:15 Product Line Developments To Enhance Distribution - The Rise of the Use of Sub-advisers and Liquid Alternatives

Panel Discussion

Presentation:

Kevin Shine, Senior Managing Director, Head of 15(c) Practice,Strategic Insight
10:15 - 10: 45 Break
10:45 - 11:45 Product Line Developments to Enhance Distribution - The Rise of Sub-Advisers and Liquid Alternatives

Panel Discussion

Panelists:

Jack Murphy, Partner, Dechert LLP
Joseph Allessie, CCO, UBS Global Asset Management
11:45 - 12:15 Revenue Sharing, Servicing Fees, and the Evolving Financial Relationship between Fund Managers and Third Party Distributors

Presentation:

Dennis Bowden, Managing Director, Head of Fund Distribution Research, Strategic Insight
12:15 - 1:45 Lunch

Key Mutual Fund Industry Trends

Speaker:

Avi Nachmany, EVP, Director of Research and Co-Founder, Strategic Insight
2:00 - 3:15 Board Oversight of Payments to Intermediaries

Panel Discussion

Panelists:

Bruce A. Rosenblum, Shareholder, VedderPrice
John (Jack) Neuhauser, Trustee, Atlantic Board of the Columbia Funds

Sponsorship Information:

Allana Burke
(212) 217-6938
aburke@sionline.com

General Information :

Carol Popkins
(203) 595-3282
cpopkins@assetinternational.com