STRATEGIC INSIGHT: New Fund Filings

New Fund Filings

Analysis of funds recently registered and key themes in product development. To monitor new funds and other fund changes on a daily basis go to our sister site SimfundFiling.com.

Clients can select from the latest Highlights of New Fund Filings below or from the list of all Highlights of New Funds.

•	New Fund Filings Review: October 2018	11/29/2018
	Small cap equity strategies were popular in October. Fuller & Thaler, Kennedy Capital, and Mondrian filed domestic small cap funds. Baillie Gifford and Polen Capital registered international small cap funds. Westwood Management and CICC Wealth Management plan multi-asset income funds. PIMCO and Silverpeak Credit Partners filed closed-end funds. Axonic Capital registered an interval fund.

•	New Fund Filings Review: September 2018	10/30/2018
	Lord Abbett and BlackRock registered interval funds. FS Investments filed several alternative funds, including an event driven strategy and a long/short fund.T. Rowe Price plans an unconstrained bond fund.

•	New Fund Filings Review: August 2018	9/28/2018
	UBS and Federated registered socially conscious equity funds. TIAA and Allianz Global Investors filed green bond funds. Swan Capital Management and J.P. Morgan both registered funds employing an option hedge strategy. 1WS Capital Advisors filed an interval fund.

•	New Fund Filings Review: July 2018	8/27/2018
	Thrivent, Broadstone Asset Management, and FNEX Advisor all registered interval funds. Gabelli plans a global micro-cap fund. DFA filed an ESG global bond fund.

•	New Fund Filings Review: June 2018	7/26/2018
	Brookfield Investment Management filed an MLP fund. Calamos filed a short term bond fund. Fidelity plans a new series of target date funds. American Beacon and Oppenheimer both registered interval funds.

Research & Reports