STRATEGIC INSIGHT: New Fund Filings

New Fund Filings

Analysis of funds recently registered and key themes in product development. To monitor new funds and other fund changes on a daily basis go to our sister site SimfundFiling.com.

Clients can select from the latest Highlights of New Fund Filings below or from the list of all Highlights of New Funds.

•	New Fund Filings Review: April 2018	5/24/2018
	Metropolitan West registered an unconstrained bond fund. Gabelli plans a NextShares exchange-traded managed fund. FS Investments filed an interval fund. Nuveen plans a socially conscious closed-end bond fund.

•	New Fund Filings Review: March 2018	4/27/2018
	AMG registered a global small cap fund. Allianz Global Investors and UBS filed short term bond funds. Penn Mutual Asset Management plans an unconstrained bond fund. Cliffwater LLC registered an interval fund.

•	New Fund Filings Review: February 2018	3/27/2018
	Eaton Vance filed an emerging market debt fund, and Oberweiss plans an emerging market equity fund. Baillie Gifford registered a multi-asset fund with a flexible asset allocation mandate. American Beacon and Flat Rock Global filed interval funds.

•	New Fund Filings Review: January 2018	2/28/2018
	Several managers registered alternative strategies in January. Abbey Capital plans a managed futures fund. Balter filed a merger arbitrage fund. W.E. Donoghue & Co. and James Alpha Advisors filed tactical asset allocation funds. Alger plans a focused equity fund. J.P. Morgan Private Investments filed two equity and two bond portfolios, branded as the 23Wall funds, will be available exclusively for investors participating in advisory programs managed by J.P Morgan. Fidelity plans an ESG bond index fund.

•	New Fund Filings Review: December 2017	1/29/2018
	Thrivent, Goldman Sachs, and NorthPointe Capital all filed small cap equity funds, and Virtus plans a small/mid cap fund. Bessemer Trust and Highmore Group both registered socially conscious all cap funds. Neuberger Berman plans a factor-based multi-asset fund. First Trust, ProShares, and Direxion all filed Bitcoin ETFs.

Research & Reports