New Fund Filings

Analysis of funds recently registered and key themes in product development. To monitor new funds and other fund changes on a daily basis go to our sister site

Clients can select from the latest Highlights of New Fund Filings below or from the list of all Highlights of New Funds.

New Fund Filing Review: June 2017      7/27/2017
  T. Rowe Price filed a multi-alternative fund. Crawford Investment Counsel plans a multi-asset income fund. ? Manning & Napier registered four life cycle funds, which will be offered for sale as underlying funds to the firm’s target date funds. Pacific Financial Group plans a series of unaffiliated funds-of-funds that will focus on risk management. Nuveen filed a target term closed-end bond fund
New Fund Filing Review: May 2017       6/29/2017
  Several managers registered new alternative strategies. Putnam, Gotham Asset Management, AlphaCore Capital, and Counterpoint all filed funds which use various long/short styles. Putnam and Campbell & Company also plan managed futures funds. Brown Advisory, T. Rowe Price, and Fidelity all filed international bond funds. The Brown Advisory product is also a socially conscious fund. Wells Fargo filed seven new passive funds, including four fundamental index products. Invesco filed a target term closed-end bond fund.
New Fund Filing Review: April 2017       5/31/2017
  BlackRock registered two emerging markets bond funds, including a local currency product. Allianz Global Investors and Rational Advisors both plan funds that will primarily invest in commercial mortgage-backed securities. U.K. and South Africa based manager Investec plans its first U.S. domiciled mutual fund, which will be a global equity fund. Tortoise Capital Advisors filed a multi-asset closed-end fund.
New Fund Filing Review: March 2017      4/28/2017
  Morningstar registered a lineup of its own mutual funds which will be used within its managed portfolios. Gabelli plans two more NextShares exchange-traded managed funds. John Hancock and T. Rowe Price filed managed payout funds. Eaton Vance and Allianz Global Investors plan closed-end target term bond funds
New Fund Filing Review: February 2017       3/31/2017
  Socially conscious funds were popular in February. Fidelity filed two passively managed equity funds which will screen investments using ESG criteria. OppenheimerFunds plans an international equity fund that focuses on companies that make contributions to solving environmental challenges. MFG Asset Management registered an international equity fund which will screen for companies with low carbon emissions. State Street filed four new passively managed international equity funds which will invest in Canada, Japan, Europe, and the Pacific region excluding Japan, respectively. Gotham Asset Management plans two long/short equity funds. Pioneer filed five funds which will be structured as NextShares exchange-traded managed funds.