New Fund Filings

Analysis of funds recently registered and key themes in product development. To monitor new funds and other fund changes on a daily basis go to our sister site

Clients can select from the latest Highlights of New Fund Filings below or from the list of all Highlights of New Funds.

New Fund Filing Review: January 2017      2/28/2017
  Prudential registered eight new funds, including two passive equity funds and a commodity fund. Goldman Sachs plans an emerging market equity ESG fund. American Beacon filed an unconstrained bond fund. 75 ETFs were registered in January.
New Fund Filing Review: December 2016      1/31/2017
  AllianceBernstein registered several equity funds with performance based management fees, which may vary by as much as 100 basis points. Fidelity filed several dozen new equity, bond, and target date funds, each of which will generally be available only to certain fee-based managed accounts offered by Fidelity. Highland Capital Management and Thrivent both plan multi-asset income funds.Natixis registered a new series of socially conscious target date funds.TCW plans three new alternative funds, including a long/short strategy, a market neutral fund, and an option hedge fund. BlackRock and Eaton Vance filed fixed income closed-end funds.
New Fund Filing Review: November 2016      12/30/2016
  Brinker Capital registered a lineup of ten mutual funds. Schwab filed two index bond funds. PIMCO plans an interval fund which will use a flexible asset allocation strategy across global credit sectors. Hartford Funds filed a socially conscious international equity fund which will be structured as a NextShares exchange-traded managed fund.
New Fund Filing Review: October 2016      11/30/2016
  Several managers filed funds employing alternative strategies. USA Mutuals Advisors plans an event driven arbitrage fund. Thornburg registered a long/short equity fund. Altegris Advisors filed a managed futures fund, and Driehaus Capital Management plans a global macro fund. Ivy Funds and DFA filed international small cap funds. BlackRock plans a series of fundamental index domestic equity mutual funds. First Trust Advisors and Nuveen both filed target term closed-end bond funds.
New Fund Filing Review: September 2016       10/27/2016
  Socially conscious funds were popular in September. John Hancock filed an international equity fund and a domestic bond fund which will incorporate environmental, social, and governance factors. Pax World plans three socially conscious funds, including a high dividend portfolio. SunAmerica, Northern Trust, and Hartford Funds also filed socially conscious funds. Neuberger Berman, Nationwide, TIAA-CREF, and AMG Funds all registered small-cap international equity products. In addition, Osterweis Capital filed a fund which will invest in small- and mid-cap international stocks. JPMorgan plans a managed payout fund. Prudential filed a series of target date funds.